Alex Hoffman

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-11
MN	RA	APPROVED	2022-09-12

TX RA
APPROVED

Since 2022-10-11
MN RA
APPROVED

Since 2022-09-12

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Plymouth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
No Wait Inside	Plymouth	MN	03/2020	10/2020
Aerotek	Golden Valley	MN	10/2016	03/2020
Golftec	Minnetonka	MN	04/2013	10/2016
Thrivent Investment Management Inc	Minneapolis	MN	11/2020	08/2022
Thrivent Financial	Minneapolis	MN	07/2021	08/2022
Thrivent Financial	Appleton	WI	02/2021	07/2021
Rbc Capital Markets, Llc	Hopkins	MN	09/2022	Present

03/2020 → 10/2020

No Wait Inside

Plymouth, MN
10/2016 → 03/2020

Aerotek

Golden Valley, MN
04/2013 → 10/2016

Golftec

Minnetonka, MN
11/2020 → 08/2022

Thrivent Investment Management Inc

Minneapolis, MN
07/2021 → 08/2022

Thrivent Financial

Minneapolis, MN
02/2021 → 07/2021

Thrivent Financial

Appleton, WI
09/2022 → Present

Rbc Capital Markets, Llc

Hopkins, MN

Previous Registrations

2021-04-28 → 2022-08-18

Thrivent Investment Management Inc.

Golden Valley, MN

Appleton, WI

Minneapolis, MN

Other Businesses

NAME OF ENTITY: Spotify, Apple Music, Pandora, Amazon Music, IHeart Radio ADDRESS: Spotify 4, 7 World Trade Center, 150 Greenwich St 62nd floor, New York, NY 10007 Apple Music PO Box 40693, Portland, OR 40693 Pandora 3000 Ocean Park Blvd. Suite 3050. Santa Monica, CA 90405 Amazon 525 Market St, San Francisco, California 94105 iHeartRadio 20880 Stone Oak Pkwy, San Antonio, TX 78258 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Music Streaming Services START DATE: 02.01.24 CAPACITY: Independent Contractor/Consultant DUTIES: I make music independently and then submit it to streaming services who proceed to pay me 100% of the royalties based on the number of times my songs are played on their platform. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-27

S66 Uniform Combined State Law Examination

2021-04-27

Other Names

Aj Hoffman

View on SEC IAPD