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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
4695 Macarthur Ct Ste 1139D, Newport Beach, CA 92660 • United States
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Irvine | CA | 06/2020 | 11/2024 |
| University Of California, San Diego | La Jolla | CA | 03/2017 | 03/2019 |
| Unemployed | N/A | CA | 04/2019 | 04/2019 |
| Wwt International Engineering Services | Anaheim | CA | 05/2019 | 06/2020 |
| Nike | San Clemente | CA | 12/2015 | 02/2017 |
| Prudential Insurance Company Of America | Irvine | CA | 10/2020 | Present |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | Present |
1) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-25 |
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