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Madatya Nersesian

LPl Enterprise, LLC

Newport Beach, CA

Irvine, CA

CRD 7290533

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

4695 Macarthur Ct Ste 1139D, Newport Beach, CA 92660 • United States

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Irvine CA 06/2020 11/2024
University Of California, San Diego La Jolla CA 03/2017 03/2019
Unemployed N/A CA 04/2019 04/2019
Wwt International Engineering Services Anaheim CA 05/2019 06/2020
Nike San Clemente CA 12/2015 02/2017
Prudential Insurance Company Of America Irvine CA 10/2020 Present
Lpl Enterprise, Llc Irvine CA 11/2024 Present
  • 06/2020 → 11/2024
    Irvine, CA
  • 03/2017 → 03/2019
    University Of California, San Diego
    La Jolla, CA
  • 04/2019 → 04/2019
    Unemployed
    N/A, CA
  • 05/2019 → 06/2020
    Wwt International Engineering Services
    Anaheim, CA
  • 12/2015 → 02/2017
    Nike
    San Clemente, CA
  • 10/2020 → Present
    Prudential Insurance Company Of America
    Irvine, CA
  • 11/2024 → Present
    Irvine, CA
Previous Registrations
Other Businesses

1) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-25
  • S66 Uniform Combined State Law Examination
    2020-09-25

View on SEC IAPD

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