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Christopher Keith Kennedy

Capital Client Group, Inc.

Schertz, TX

San Antonio, TX

CRD 7290498

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-30
  • TX RA
    APPROVED
    Since 2025-05-30

Branch Locations

Schertz, TX • United States

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Villa Maria Cleaners Bryan TX 10/2010 08/2019
J.P. Morgan Securities Llc/ Jpmorgan Chase Bank, N.A. San Antonio TX 02/2021 05/2025
Capital Strategies / Mml Investors Services, Llc San Antonio TX 08/2019 01/2021
Texas A & M University College Station TX 08/2016 12/2018
Capital Group / Capital Client Group, Inc. San Antonio TX 05/2025 03/2026
Southern New Hampshire University Manchester NH 09/2023 08/2024
Capital Group / Capital Client Group, Inc. San Antonio TX 03/2026 Present
  • 10/2010 → 08/2019
    Villa Maria Cleaners
    Bryan, TX
  • 02/2021 → 05/2025
    J.P. Morgan Securities Llc/ Jpmorgan Chase Bank, N.A.
    San Antonio, TX
  • 08/2019 → 01/2021
    Capital Strategies / Mml Investors Services, Llc
    San Antonio, TX
  • 08/2016 → 12/2018
    Texas A & M University
    College Station, TX
  • 05/2025 → 03/2026
    Capital Group / Capital Client Group, Inc.
    San Antonio, TX
  • 09/2023 → 08/2024
    Southern New Hampshire University
    Manchester, NH
  • 03/2026 → Present
    Capital Group / Capital Client Group, Inc.
    San Antonio, TX
Previous Registrations
  • 2022-07-28 → 2025-05-12
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    Plano, TX
    San Antonio, TX
    Schertz, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-27
S63 Uniform Securities Agent State Law Examination 2021-04-16
  • S65 Uniform Investment Adviser Law Examination
    2022-06-27
  • S63 Uniform Securities Agent State Law Examination
    2021-04-16
Other Names
  • Keith Kennedy
  • Christopher Kennedy

View on SEC IAPD

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