Luke Michael Schroeder

Commonwealth Financial Network

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Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-10-19

AZ RA
APPROVED

Since 2022-10-19

Branch Locations

4015 S Mcclintock Drive Suite 100, Tempe, AZ 85282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ke Wealth Advisors	Tempe	AZ	08/2020	08/2022
Commonwealth Financial Network	San Diego	CA	08/2022	10/2025
Ke Wealth Advisors	Tempe	AZ	08/2022	10/2025
Mesquite High School	Gilbert	AZ	08/2014	05/2018
Arizona State University	Tempe	AZ	08/2018	05/2022
Commonwealth Financial Network	Waltham	MA	10/2025	Present
Ke Wealth Advisors	Tempe	AZ	10/2025	Present

08/2020 → 08/2022

Ke Wealth Advisors

Tempe, AZ
08/2022 → 10/2025

Commonwealth Financial Network

San Diego, CA
08/2022 → 10/2025

Ke Wealth Advisors

Tempe, AZ
08/2014 → 05/2018

Mesquite High School

Gilbert, AZ
08/2018 → 05/2022

Arizona State University

Tempe, AZ
10/2025 → Present

Commonwealth Financial Network

Waltham, MA
10/2025 → Present

Ke Wealth Advisors

Tempe, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-18

S66 Uniform Combined State Law Examination

2022-10-18

Designations

Other Names

Luke Schroeder

View on SEC IAPD

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