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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-07-14
MD RA APPROVED 2026-02-25
FL RA APPROVED 2026-01-13
GA RA APPROVED 2025-10-20
WA RA APPROVED 2025-07-03
IN RA APPROVED 2025-07-02
TX RA APPROVED 2022-09-09
UT RA APPROVED 2022-03-30
CA RA APPROVED 2022-03-02
AZ RA APPROVED 2021-12-22
VA RA APPROVED 2021-10-04
NV RA APPROVED 2020-10-12
  • SD RA
    APPROVED
    Since 2026-07-14
  • MD RA
    APPROVED
    Since 2026-02-25
  • FL RA
    APPROVED
    Since 2026-01-13
  • GA RA
    APPROVED
    Since 2025-10-20
  • WA RA
    APPROVED
    Since 2025-07-03
  • IN RA
    APPROVED
    Since 2025-07-02
  • TX RA
    APPROVED
    Since 2022-09-09
  • UT RA
    APPROVED
    Since 2022-03-30
  • CA RA
    APPROVED
    Since 2022-03-02
  • AZ RA
    APPROVED
    Since 2021-12-22
  • VA RA
    APPROVED
    Since 2021-10-04
  • NV RA
    APPROVED
    Since 2020-10-12

Branch Locations

1 Meridian Vis Dr Ste 255, Las Vegas, NV 89135 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Marine Corps Doral FL 05/2016 Present
Guardian Life Insurance Company Las Vegas NV 09/2020 Present
Park Avenue Securities Las Vegas NV 09/2020 Present
  • 05/2016 → Present
    United States Marine Corps
    Doral, FL
  • 09/2020 → Present
    Guardian Life Insurance Company
    Las Vegas, NV
  • 09/2020 → Present
    Park Avenue Securities
    Las Vegas, NV
Other Businesses

1. Sail Away Enterprises LLC, Owner, Entity will be used to purchase real estate, Start: 04/10/2024, Address: 5785 El Royale Ct Las Vegas, NV 89149, 5 total hours per month, 0 during securities trading hours, Less than 10% annual compensation, Investment related, 2) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 12/04/2025, Address: 8906 Spanish Ridge Ave Suite 110 Las Vegas, NV 89148, Duties: Insurance other than Guardian 2 total hours per month; 2 during securities trading hours, Investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-28
  • S66 Uniform Combined State Law Examination
    2020-09-28
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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