Aaron Michael Allwardt

Employer firm

Credit Union Investment Services CRD 144871

$111.0K regulatory AUM 36,300 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → Present
  State Employees' Credit Union
  Oak Ridge, NC
• 08/2020 → Present
  Secu Brokerage Services
  Raleigh, NC
• 08/2020 → Present
  Secu Life Insurance Company
  Raleigh, NC
• 09/2016 → 04/2017
  Whitman Construction
  Greensboro, NC
• 08/2015 → 09/2016
  Rockingham County Schools
  Eden, NC
• 11/2020 → Present
  Credit Union Investment Services
  Raleigh, NC

Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL Advisory Services Specialist. START DATE: 5/2017. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 8/2020. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-01
• S63 Uniform Securities Agent State Law Examination
  2020-11-20