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Jarod A Florian

Rbc Capital Markets, LLC

New York, NY

CRD 7290130

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-08-31
  • CT RA
    APPROVED
    Since 2021-08-31

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Hartford CT 08/2020 Present
Gulf Shrimp Co Plantsville CT 06/2020 08/2020
Facilities Management Corp Fall River MA 11/2019 03/2020
Swansea Country Club Swansea MA 09/2019 11/2019
Pq Controls Bristol CT 05/2019 08/2019
Swansea Country Club Swansea MA 04/2019 05/2019
Facilities Management Corp Fall River MA 11/2018 03/2019
Swansea Country Club Swansea MA 09/2018 11/2018
Pratt & Whitney East Hartford CT 06/2018 08/2018
Fast Camp Southington CT 06/2017 08/2017
Unemployed/Student Bristol RI 08/2016 06/2017
Unemployed/Student Bristol RI 08/2017 06/2018
Unemployed/Student Bristol RI 03/2020 06/2020
  • 08/2020 → Present
    Rbc Capital Markets, Llc
    Hartford, CT
  • 06/2020 → 08/2020
    Gulf Shrimp Co
    Plantsville, CT
  • 11/2019 → 03/2020
    Facilities Management Corp
    Fall River, MA
  • 09/2019 → 11/2019
    Swansea Country Club
    Swansea, MA
  • 05/2019 → 08/2019
    Pq Controls
    Bristol, CT
  • 04/2019 → 05/2019
    Swansea Country Club
    Swansea, MA
  • 11/2018 → 03/2019
    Facilities Management Corp
    Fall River, MA
  • 09/2018 → 11/2018
    Swansea Country Club
    Swansea, MA
  • 06/2018 → 08/2018
    Pratt & Whitney
    East Hartford, CT
  • 06/2017 → 08/2017
    Fast Camp
    Southington, CT
  • 08/2016 → 06/2017
    Unemployed/Student
    Bristol, RI
  • 08/2017 → 06/2018
    Unemployed/Student
    Bristol, RI
  • 03/2020 → 06/2020
    Unemployed/Student
    Bristol, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-30
  • S66 Uniform Combined State Law Examination
    2021-08-30

View on SEC IAPD

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