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Mario Vizuet

LPl Financial LLC

Nashville, TN

Nashville, TN

CRD 7290078

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-04-23
TX RA APPROVED 2021-06-24
KY RA APPROVED 2021-05-13
  • TN RA
    APPROVED
    Since 2024-04-23
  • TX RA
    APPROVED
    Since 2021-06-24
  • KY RA
    APPROVED
    Since 2021-05-13

Branch Locations

1201 Demonbreun St Ste 700, Nashville, TN 37203 • United States

2321 Crestmoor Rd, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Old National Bank Owensboro KY 12/2016 Present
Pnc Bank Owensboro KY 05/2016 12/2016
Lpl Financial, Llc Owensboro KY 09/2020 Present
  • 12/2016 → Present
    Old National Bank
    Owensboro, KY
  • 05/2016 → 12/2016
    Pnc Bank
    Owensboro, KY
  • 09/2020 → Present
    Owensboro, KY
Other Businesses

1) 6/7/2021 - No Business Name - Investment Related - Bryan, TX - Real Estate Rental - Started 02/25/2015 - 3 Hours Per Month/0 Hours During Securities Trading. 2) 3/30/2023 - Vizuet Enterprises - Investment Related - Bryan, TX, and Owensboro, KY - Real Estate Rental - Start Date - 02/16/2022 - 4 Hours Per Month/0 Hours During Securities Trading 3) 02/12/2024 - Old National Bank - Non-Inv Related - At Reported Business Location(s) - Financial Institution Duty - Wealth Advisor - Started: 10/5/2023 - 5 Hrs/Mo During Trading. 4) 04/02/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/02/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-04
  • S66 Uniform Combined State Law Examination
    2021-05-04
Other Names
  • Mario Alberto Vizuet Vazquez
  • Mario Vizuet
  • Mario Vizuet

View on SEC IAPD

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