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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-17 |
| OR | RA | APPROVED | 2024-02-07 |
Branch Locations
18050 Saturn Ln Ste 220, Houston, TX 77058 • United States
1300 Sw 5Th Ave 15Th Fl [Oo-Rbo], Portland, OR 97201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Seattle | WA | 02/2022 | Present |
| Wells Fargo Advisor | Portland | OR | 09/2020 | Present |
| Wells Fargo Wholesale | Portland | OR | 11/2018 | 09/2020 |
| Wells Fargo Bank | Seabrook | TX | 03/2017 | 11/2018 |
| Stephen F Austin State University | Nacogdoches | TX | 08/2016 | 12/2016 |
| Holiday Inn Express | Nacogdoches | TX | 01/2015 | 09/2016 |
| None | La Porte | TX | 12/2016 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-26 |
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