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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-05
  • FL RA
    APPROVED
    Since 2022-07-05

Branch Locations

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

4405 S Florida Ave, Lakeland, FL 33813 • United States

6711 Us Hwy 98 N, Lakeland, FL 33809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Of Pennsylvania Dept Of Labor & Industry Bdd Greensburg PA 08/2009 09/2020
Thrivent Investment Management Inc Lakeland FL 09/2020 04/2022
Thrivent Financial Appleton WI 11/2020 03/2021
Thrivent Financial Appleton WI 03/2021 04/2022
Wells Fargo Clearing Services, Llc Davenport FL 06/2022 Present
Wells Fargo Bank, Na Davenport FL 04/2022 Present
  • 08/2009 → 09/2020
    Commonwealth Of Pennsylvania Dept Of Labor & Industry Bdd
    Greensburg, PA
  • 09/2020 → 04/2022
    Lakeland, FL
  • 11/2020 → 03/2021
    Thrivent Financial
    Appleton, WI
  • 03/2021 → 04/2022
    Thrivent Financial
    Appleton, WI
  • 06/2022 → Present
    Davenport, FL
  • 04/2022 → Present
    Wells Fargo Bank, Na
    Davenport, FL
Previous Registrations
Other Businesses

BTK ARTS, LLC; NOT INV RELATED; WINTER HAVEN, FL; 100% OWNERSHIP WITH SPOUSE; START: 12/06/2024; 60 HOURS A MONTH; 0 HOURS DURING TRADING; PAINTING WITH A TWIST FRANCHISE. RENTAL PROPERTY - WAKEVIEW; INV RELATED; DAVENPORT,FL; RENTAL;100% OWNERSHIP; START DATE: 01/01/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-23
  • S66 Uniform Combined State Law Examination
    2020-12-23
Other Names
  • Tracy Lynn Reeves
  • Tracy Lynn Gourley
  • Tracy Lynn Keller
  • Tracy Keller

View on SEC IAPD

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