Stephany Rosalind Bautista

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 07/2022
  Florida Financial Advisors
  Tampa, FL
• 08/2013 → 12/2019
  The Family Doctors, Llc
  Orlando, FL
• 07/2018 → 05/2019
  Target, Corp
  Orlando, FL
• 02/2019 → 03/2020
  Currency Exchange International
  Orlando, FL
• 03/2020 → 08/2020
  Unemployed
  Orlando, FL
• 08/2020 → 08/2022
  Trinity Wealth Securities L.L.C
  Tampa, FL
• 07/2022 → 08/2024
  Florida Financial Advisors (Dba Georgia Financial Advisors)
  Atlanta, GA
• 08/2022 → 03/2025
  Trinity Wealth Securities, Llc
  Atlanta, GA
• 08/2024 → 03/2025
  Florida Financial Advisors Dba Elite Wealth Advisors
  Atlanta, GA
• 03/2025 → Present
  Lpl Financial, Llc
  Orlando, FL
• 03/2025 → Present
  Lpl Financial, Llc
  Atlanta, GA

Previous Registrations

• 2020-08-27 → 2025-03-03
  Florida Financial Advisors, Llc
  Orlando, FL
  Atlanta, GA
  Tampa, FL
  Atlanta, GA

Other Businesses

1) 03/03/2025 - Prestige Wealth LLC / DBA for LPL Business (entity for LPL business) Inv Related - at reported business location (s) 160 hrs per month - 100% Time Spent 2) 03/03/2025 - Stephany Bautista / Business Entity For Tax/Investment Purposes Only / Non Inv Related / Atlanta, GA 30329 / Start date 03/03/2025 - 4 hrs per month -10% Time Spent

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-08-24
• S65 Uniform Investment Adviser Law Examination
  2020-08-21