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Michael A Wieczorek

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-02
CA RA APPROVED 2024-09-23
  • TX RA
    APPROVED_RES
    Since 2024-10-02
  • CA RA
    APPROVED
    Since 2024-09-23

Branch Locations

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1 Stop Money Centers Phoenix AZ 10/2009 08/2020
Charles Schwab & Co., Inc. Peoria AZ 08/2020 08/2024
Charles Schwab Bank, Ssb Peoria AZ 03/2024 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 08/2024 Present
Bank Of America, N.A. Chandler AZ 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-12
S63 Uniform Securities Agent State Law Examination 2021-07-10
  • S66 Uniform Combined State Law Examination
    2023-12-12
  • S63 Uniform Securities Agent State Law Examination
    2021-07-10
Other Names
  • Michael A Wieczorec

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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