Beau Timothy Wolfe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-07-03
SC	RA	APPROVED	2021-10-27

TX RA
APPROVED_RES

Since 2024-07-03
SC RA
APPROVED

Since 2021-10-27

Branch Locations

Chapin, SC • United States

250 Berryhill Rd, Ste 202, Columbia, SC 29210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed Inc	Irmo	SC	04/2021	07/2021
Gabriel Penfield	Irmo	SC	04/2021	07/2021
Waddell & Reed Inc	Irmo	SC	08/2020	04/2021
Sozo Fitness	Chapin	SC	10/2018	08/2020
Dte Energy-Exos	Detroit	MI	05/2017	08/2018
Intel-Exos	Hillsboro	OR	05/2016	08/2017
Lpl Financial Llc	Columbia	SC	07/2021	Present

04/2021 → 07/2021

Waddell & Reed Inc

Irmo, SC
04/2021 → 07/2021

Gabriel Penfield

Irmo, SC
08/2020 → 04/2021

Waddell & Reed Inc

Irmo, SC
10/2018 → 08/2020

Sozo Fitness

Chapin, SC
05/2017 → 08/2018

Dte Energy-Exos

Detroit, MI
05/2016 → 08/2017

Intel-Exos

Hillsboro, OR
07/2021 → Present

Lpl Financial Llc

Columbia, SC

Other Businesses

1. 01/21/2025- Structure Financial Group, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/30/2025- 160 Hours Per Month- 6 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-10-27

S66 Uniform Combined State Law Examination

2021-10-27

View on SEC IAPD