Andrew Lawrence Kaplan

955,800 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-05-11
TX	RA	APPROVED	2023-05-10
PA	RA	APPROVED	2022-05-17

Branch Locations

501 S. Flagler Dr, West Palm Beach, FL 33401-5909 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	West Palm Beach	FL	08/2020	Present
Parkland Bagels	Coconut Creek	FL	03/2020	05/2020
Keller Williams Realty	Shrewsbury	NJ	05/2019	09/2019
The University Of Florida's Student Financial Affairs Office	Gainesville	FL	01/2018	03/2020
Romeos	Manalapan	NJ	05/2015	08/2019
Charles Schwab Bank, Ssb	West Palm Beach	FL	01/2022	Present

08/2020 → Present

Charles Schwab & Co., Inc.

West Palm Beach, FL
03/2020 → 05/2020

Parkland Bagels

Coconut Creek, FL
05/2019 → 09/2019

Keller Williams Realty

Shrewsbury, NJ
01/2018 → 03/2020

The University Of Florida's Student Financial Affairs Office

Gainesville, FL
05/2015 → 08/2019

Romeos

Manalapan, NJ
01/2022 → Present

Charles Schwab Bank, Ssb

West Palm Beach, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-19

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