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Andrew Lawrence Kaplan

Charles Schwab & Co., Inc.

Palm Beach Gardens, FL

West Palm Beach, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-11
TX RA APPROVED 2023-05-10
PA RA APPROVED 2022-05-17
  • FL RA
    APPROVED
    Since 2023-05-11
  • TX RA
    APPROVED
    Since 2023-05-10
  • PA RA
    APPROVED
    Since 2022-05-17

Branch Locations

4675 Pga Boulevard, Palm Beach Gardens, FL 33418 • United States

501 S. Flagler Dr, West Palm Beach, FL 33401-5909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. West Palm Beach FL 08/2020 Present
Parkland Bagels Coconut Creek FL 03/2020 05/2020
Keller Williams Realty Shrewsbury NJ 05/2019 09/2019
The University Of Florida's Student Financial Affairs Office Gainesville FL 01/2018 03/2020
Romeos Manalapan NJ 05/2015 08/2019
Charles Schwab Bank, Ssb West Palm Beach FL 01/2022 Present
  • 08/2020 → Present
    Charles Schwab & Co., Inc.
    West Palm Beach, FL
  • 03/2020 → 05/2020
    Parkland Bagels
    Coconut Creek, FL
  • 05/2019 → 09/2019
    Keller Williams Realty
    Shrewsbury, NJ
  • 01/2018 → 03/2020
    The University Of Florida's Student Financial Affairs Office
    Gainesville, FL
  • 05/2015 → 08/2019
    Romeos
    Manalapan, NJ
  • 01/2022 → Present
    Charles Schwab Bank, Ssb
    West Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-19
  • S66 Uniform Combined State Law Examination
    2021-07-19
Other Names
  • Drew Kaplan

View on SEC IAPD

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