Inactive

Mary Tinna Thomas-Spruill

Serene Financial Solutions

Gaithersburg, MD

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Current Employers

Serene Financial Solutions

9711 Washingtonian Blvd Ste. 550, Gaithersburg, MD 20878 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2022-04-01
MD	RA	APPROVED	2020-09-18

VA RA
APPROVED

Since 2022-04-01
MD RA
APPROVED

Since 2020-09-18

Branch Locations

9711 Washingtonian Blvd Ste. 550, Gaithersburg, MD 20878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nbhc Sasebo	Sasebo		05/2016	12/2018
Navy Marine Corps Relief Society Nmcrs Sasebo	Sasebo		11/2017	12/2018
The Mckelvey Group	Gaithersburg	MD	04/2019	02/2020
Frederick National Laboratory For Cancer Research	Frederick	MD	03/2019	04/2021
Serene Financial Solutions	Gaithersburg	MD	01/2020	Present

05/2016 → 12/2018

Nbhc Sasebo

Sasebo
11/2017 → 12/2018

Navy Marine Corps Relief Society Nmcrs Sasebo

Sasebo
04/2019 → 02/2020

The Mckelvey Group

Gaithersburg, MD
03/2019 → 04/2021

Frederick National Laboratory For Cancer Research

Frederick, MD
01/2020 → Present

Serene Financial Solutions

Gaithersburg, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-08-22

S65 Uniform Investment Adviser Law Examination

2020-08-22

Designations

Other Names

Mary Tinna Thomas
Mary Tinna Spruill
Mary Tinna Thomas-Spruill

View on SEC IAPD

Other Firms

SHERMAN WEALTH MANAGEMENT LLC

PRIVATE CLIENT SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

PFS INVESTMENTS INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

CHARLES SCHWAB & CO., INC.

WELLS FARGO CLEARING SERVICES, LLC

PLANVEST FINANCIAL, INC.

Other Investors

BRADLEY L SHERMAN

Ashley Rose Perlmutter

MARGUERITA MARIA CHENG

ROBERT ALAN KARCZ

Other Offices

SHERMAN WEALTH MANAGEMENT LLC · GAITHERSBURG, MD

PRIVATE CLIENT SERVICES, LLC · Gaithersburg, MD

COMMONWEALTH FINANCIAL NETWORK · Gaithersburg, MD

PFS INVESTMENTS INC. · GAITHERSBURG, MD

TRANSAMERICA FINANCIAL ADVISORS, LLC · GAITHERSBURG, MD

CHARLES SCHWAB & CO., INC. · Gaithersburg, MD

WELLS FARGO CLEARING SERVICES, LLC · GAITHERSBURG, MD

PLANVEST FINANCIAL, INC. · GAITHERSBURG, MD

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