Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Niles | IL | 11/2009 | Present |
1. 04/26/2016; HUB International; Non-Variable Insurance; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 03/15/2016; Request to receive commissions for group health insurance; 8 HRS/MO; 0 HRS DURING SECS TRADING HOURS. 2. 04/10/2026 - Penn Mutual - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/01/2025 - 3 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-01 |
| S66 | Uniform Combined State Law Examination | 2007-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-11 |
Reach out to this advisor