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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-07
  • TX RA
    APPROVED
    Since 2024-08-07

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-07
  • TX RA
    APPROVED
    Since 2024-08-07

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Hilltop Securities Asset Management, Llc

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-07
  • TX RA
    APPROVED
    Since 2024-08-07

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 08/2021 08/2022
Unemployed Haslet TX 01/2021 08/2021
Td Ameritrade Southlake TX 09/2020 01/2021
Dallas Baptist Univeristy Dallas TX 03/2020 09/2020
Dallas Baptist University Haslet TX 09/2019 03/2020
Dallas Baptist University Dallas TX 05/2019 09/2019
Urban Outfitters Inc. Dallas TX 09/2018 05/2019
Dallas Baptist University Dallas TX 08/2018 09/2018
Governer Gregg Abbot's Re-Election Campaign Dallas TX 05/2018 08/2018
Dallas Baptist University Dallas TX 03/2018 05/2018
Dallas Baptist University Dallas TX 08/2016 03/2018
Randstad Irving TX 11/2022 02/2024
Wells Fargo Clearing Services Irving TX 11/2022 02/2024
Hilltop Securities Inc. Dallas TX 02/2024 Present
  • 08/2021 → 08/2022
    Td Ameritrade
    Southlake, TX
  • 01/2021 → 08/2021
    Unemployed
    Haslet, TX
  • 09/2020 → 01/2021
    Td Ameritrade
    Southlake, TX
  • 03/2020 → 09/2020
    Dallas Baptist Univeristy
    Dallas, TX
  • 09/2019 → 03/2020
    Dallas Baptist University
    Haslet, TX
  • 05/2019 → 09/2019
    Dallas Baptist University
    Dallas, TX
  • 09/2018 → 05/2019
    Urban Outfitters Inc.
    Dallas, TX
  • 08/2018 → 09/2018
    Dallas Baptist University
    Dallas, TX
  • 05/2018 → 08/2018
    Governer Gregg Abbot's Re-Election Campaign
    Dallas, TX
  • 03/2018 → 05/2018
    Dallas Baptist University
    Dallas, TX
  • 08/2016 → 03/2018
    Dallas Baptist University
    Dallas, TX
  • 11/2022 → 02/2024
    Randstad
    Irving, TX
  • 11/2022 → 02/2024
    Wells Fargo Clearing Services
    Irving, TX
  • 02/2024 → Present
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-06
S63 Uniform Securities Agent State Law Examination 2021-12-10
  • S66 Uniform Combined State Law Examination
    2024-08-06
  • S63 Uniform Securities Agent State Law Examination
    2021-12-10
Other Names
  • Jonathan James Sobel

View on SEC IAPD

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