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Nathan Newman

Mai Capital Management, LLC

Spring Hill, TN

Cleveland, OH

CRD 7289429

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Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-11-19
GA RA APPROVED 2024-08-08
MS RA APPROVED 2024-07-10
TN RA APPROVED 2024-07-10
  • LA RA
    APPROVED
    Since 2024-11-19
  • GA RA
    APPROVED
    Since 2024-08-08
  • MS RA
    APPROVED
    Since 2024-07-10
  • TN RA
    APPROVED
    Since 2024-07-10

Branch Locations

Spring Hill, TN • United States

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Student Muncie IN 08/2015 05/2019
Zimmer Biomet Warsaw IN 05/2018 08/2018
Treloar & Heisel, Llc New Castle PA 05/2019 Present
Wcg Wealth Advisors, Llc New Castle PA 08/2020 04/2024
Mai Capital Management, Llc Cleveland OH 06/2024 Present
  • 08/2015 → 05/2019
    Full Time Student
    Muncie, IN
  • 05/2018 → 08/2018
    Zimmer Biomet
    Warsaw, IN
  • 05/2019 → Present
    Treloar & Heisel, Llc
    New Castle, PA
  • 08/2020 → 04/2024
    Wcg Wealth Advisors, Llc
    New Castle, PA
  • 06/2024 → Present
    Mai Capital Management, Llc
    Cleveland, OH
Previous Registrations
Other Businesses

1) Treloar & Heisel, LLC: Fixed Insurance sales/sale of non-variable insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-06
  • S65 Uniform Investment Adviser Law Examination
    2020-08-06
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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