Roy Cullen West

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Arlington, TN
• 12/2025 → Present
  J.P. Morgan Securities Llc
  Arlington, TN
• 08/2023 → 12/2025
  Cetera Wealth
  Germantown, TN
• 11/2020 → 12/2025
  Shoemaker Financial
  Germantown, TN
• 11/2020 → 08/2023
  Securian Financial
  Germantown, TN
• 08/2020 → 08/2023
  Sfa Fixed Insurance
  Germantown, TN
• 08/2020 → 08/2023
  Mn Life Ins/Securian
  Germantown, TN
• 10/2019 → 10/2020
  Trustmark Bank
  Memphis, TN
• 03/2017 → 10/2020
  Magnus Sky
  Memphis, TN
• 03/2015 → 03/2017
  Metropolitan Bank
  Memphis, TN

Previous Registrations

• 2023-08-10 → 2025-12-11
  Cetera Investment Advisers Llc
  Germantown, TN
  Memphis, TN
• 2021-01-04 → 2023-08-10
  Securian Financial Services, Inc.
  Germantown, TN
  St. Paul, MN

Other Businesses

Entity Name: Memphis First United Methodist Church Investment related: No Address: 204 N 2nd St, Memphis, TN 38105 Nature of the other business: Nonprofit  Position/Title/Relationship: Board Member Start Date: 05/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Board of Trustees for a church. Voting Member. I will provide financial advice on Commercial Insurance costs as well as interest rate information.

Exams

• S66 Uniform Combined State Law Examination
  2020-12-17

Other Names

• Roy West
• Roy Cullen West
• Roy C West
• Roy Cullen West