Derek A Thomas

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 05/2021
  Equitable Advisors, Llc
  New York, NY
• 07/2015 → 05/2022
  The Homestead Inn
  Elton, PA
• 08/2016 → 05/2020
  University Of Pittsburgh-Johnstown
  Johnstown, PA
• 07/2021 → 02/2022
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2022 → Present
  Ameriprise Financial Services, Llc
  Canonsburg, PA

Previous Registrations

• 2021-07-19 → 2022-03-07
  Cetera Investment Advisers Llc
  Altoona, PA
  Altoona, PA

Other Businesses

Outside Employment; Poach, Koury & Associates; Employee; Manage advisory business; 1150 Washington Road, , Washington, PA, 15301; Investment-Related; 05/09/2022; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2021-06-02

Other Names

• Derek Thomas
• Derek A Thomas