Anthony Nicholas Ferraiolo

Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-02-11
NJ	RA	APPROVED	2022-05-04

TX RA
APPROVED

Since 2026-02-11
NJ RA
APPROVED

Since 2022-05-04

Branch Locations

Whippany, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Altfest Personal Wealth Management	New York	NY	07/2018	08/2020
Adviceperiod, Llc	Hoboken	NJ	08/2020	03/2022
Weinberger Asset Management / Marriage Financial Solutions	Los Angeles	CA	08/2017	06/2018
Pollack Financial Group	Montclair	NJ	12/2016	06/2017
C&G Consulting Services	Parsippany	NJ	09/2015	07/2017
Mariner Wealth Advisors	Los Angeles	CA	03/2022	05/2022
Mariner Platform Solutions	Los Angeles	CA	03/2022	Present

07/2018 → 08/2020

Altfest Personal Wealth Management

New York, NY
08/2020 → 03/2022

Adviceperiod, Llc

Hoboken, NJ
08/2017 → 06/2018

Weinberger Asset Management / Marriage Financial Solutions

Los Angeles, CA
12/2016 → 06/2017

Pollack Financial Group

Montclair, NJ
09/2015 → 07/2017

C&G Consulting Services

Parsippany, NJ
03/2022 → 05/2022

Mariner Wealth Advisors

Los Angeles, CA
03/2022 → Present

Mariner Platform Solutions

Los Angeles, CA

Previous Registrations

2022-03-01 → 2023-02-17

Mariner

Florham Park, NJ

New York, NY
2020-10-23 → 2022-03-30

Adviceperiod, Llc

Hoboken, NJ

Los Angeles, CA

Other Businesses

Mazz CPA LLC; Investment Related: No, Whippany, NJ, Tax Preparation, Tax Associate, 2/1/2025 - Present, 5 hours per month, 0 hours during trading hours, Tax preparation

Designations

Certified Financial Planner

View on SEC IAPD