Conrad Martin Gregor

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-20
IN	RA	APPROVED	2021-01-13

TX RA
APPROVED

Since 2021-08-20
IN RA
APPROVED

Since 2021-01-13

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

510 E 96Th St Pbig - Indiana, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Indianapolis	IN	08/2020	Present
Houston Astros	Houston	TX	06/2013	03/2017
New Jersey Jackals	Little Falls	NJ	05/2017	07/2017
New Jersey Jackals	Little Falls	NJ	05/2019	09/2019
Boston Red Sox	Boston	MA	08/2017	05/2018
Rockland Boulders	Pomona	NY	05/2018	09/2018
Lancaster Barnstormers	Lancaster	PA	09/2018	09/2018
Tampa Bay Rays	St. Petersburg	FL	01/2020	05/2020
Anchor Down Sports Performance	Carmel	IN	11/2016	Present
Bank Of America, N.A.	Indianapolis	IN	09/2020	Present

08/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN
06/2013 → 03/2017

Houston Astros

Houston, TX
05/2017 → 07/2017

New Jersey Jackals

Little Falls, NJ
05/2019 → 09/2019

New Jersey Jackals

Little Falls, NJ
08/2017 → 05/2018

Boston Red Sox

Boston, MA
05/2018 → 09/2018

Rockland Boulders

Pomona, NY
09/2018 → 09/2018

Lancaster Barnstormers

Lancaster, PA
01/2020 → 05/2020

Tampa Bay Rays

St. Petersburg, FL
11/2016 → Present

Anchor Down Sports Performance

Carmel, IN
09/2020 → Present

Bank Of America, N.A.

Indianapolis, IN

Other Businesses

I*2044266, Entity Type Fiduciary, Name of OBA: DG Address: Westfield, Indiana, 46074 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 11-Oct-2024 No Hours: 4 Yearly No Hours during trading: 0 Duties: I*2047260, Entity Type Fiduciary, Name of OBA: CG TTEE U/A DTD 10/02/2024 Address: Westfield, Indiana, 46074 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 14-Oct-2024 No Hours: 4 Yearly No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-08

S66 Uniform Combined State Law Examination

2021-01-08

Other Names

Conrad Gregor

View on SEC IAPD