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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-19 |
| CA | RA | APPROVED | 2023-01-18 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Los Angeles | CA | 08/2020 | 04/2021 |
| Illumesense, Inc. | Carlsbad | CA | 02/2019 | 06/2020 |
| Unemployed/In School | Imperial Beach | CA | 01/2019 | 06/2020 |
| Coronado Unified School District | Coronado | CA | 04/2017 | 01/2019 |
| New West Electronic Arts And Music Organization | San Diego | CA | 01/2015 | 07/2017 |
| Unemployed/Traveling | Imperial Beach | CA | 06/2020 | 08/2020 |
| The Prudential Insurance Company Of America | Los Angles | CA | 03/2021 | 04/2021 |
| Edward Jones | St. Louis | MO | 06/2021 | 07/2022 |
| Lpl Financial | San Diego | CA | 01/2023 | Present |
| Unemployed | Imperial Beach | CA | 07/2022 | 01/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-22 |
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