Maxwell J Mcarthur

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 11/2020
  The Vanguard Group, Inc.
  Charlotte, NC
• 08/2016 → 05/2020
  Audi Northlake
  Charlotte, NC
• 05/2019 → 08/2019
  Pnc Bank
  Charlotte, NC
• 07/2018 → 09/2018
  Ellicott Development Company
  Buffalo, NY
• 01/2017 → 05/2017
  Pocket Points
  Charlotte, NC
• 08/2016 → 05/2020
  University Of North Carolina
  Charlotte, NC
• 02/2021 → 02/2026
  Lpl Financial Llc
  Fort Mill, SC
• 02/2026 → Present
  Lpl Financial, Llc
  Fort Mill, SC

Other Businesses

1) 2026-04-21 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Terrier Financial Group - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2026-04-13 - DBA for LPL Business to provide financial advise and help clients 2) 2026-02-25 - McArthur Wealth LLC - Business Entity For Tax/Investment Purposes Only - N - 120 - 120 - at reported business location(s) - 2026-02-24 - This LLC was created specifically for tax purposes only as a 1099 employee.

Exams

• S66 Uniform Combined State Law Examination
  2023-02-18
• S63 Uniform Securities Agent State Law Examination
  2020-10-21

Other Names

• Max Mcarthur
• Maxwell Mcarthur
• Maxwell Jeffrey Mcarthur