Michael R Riggs

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-05
MA	RA	APPROVED	2023-06-16

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Guardian Life Insurance Company	Middleton	MA	06/2020	05/2023
Walpole Outdoors	Foxboro	MA	05/2017	06/2020
Recruiterboom	Boston	MA	01/2020	05/2020
Saint Anselm College	Goffstown	NH	08/2016	05/2020
Putnam Investments	Andover	MA	12/2018	05/2019
Park Avenue Securities	Middleton	MA	04/2021	05/2023
John Hancock	Boston	MA	06/2023	Present
John Hancock Investment Management Distributors Llc	Boston	MA	06/2023	Present

06/2020 → 05/2023

Guardian Life Insurance Company

Middleton, MA
05/2017 → 06/2020

Walpole Outdoors

Foxboro, MA
01/2020 → 05/2020

Recruiterboom

Boston, MA
08/2016 → 05/2020

Saint Anselm College

Goffstown, NH
12/2018 → 05/2019

Putnam Investments

Andover, MA
04/2021 → 05/2023

Park Avenue Securities

Middleton, MA
06/2023 → Present

John Hancock

Boston, MA
06/2023 → Present

John Hancock Investment Management Distributors Llc

Boston, MA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-15
S63	Uniform Securities Agent State Law Examination	2021-11-27