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James Robert Stathopoulos

Charles Schwab & Co., Inc.

Westlake, TX

Mountain Brook, AL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-10-25
  • AL RA
    APPROVED
    Since 2024-10-25

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

3000 Cahaba Village Plaza Suite #130, Mountain Brook, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Mountain Brook AL 08/2020 Present
Sanmar Issaquah WA 05/2019 08/2019
Indian Creek Country Club Nevada IA 08/2018 04/2019
The Club At Snoqualmie Ridge Snoqualmie WA 06/2018 08/2018
Iowa State University Ames IA 08/2016 05/2020
Wayzata Country Club Wayzata MN 05/2016 06/2017
Alpha Gamma Delta Property Management, Llc Ames IA 08/2019 03/2020
Charles Schwab Bank, Ssb Mountain Brook AL 06/2024 Present
  • 08/2020 → Present
    Charles Schwab & Co., Inc.
    Mountain Brook, AL
  • 05/2019 → 08/2019
    Sanmar
    Issaquah, WA
  • 08/2018 → 04/2019
    Indian Creek Country Club
    Nevada, IA
  • 06/2018 → 08/2018
    The Club At Snoqualmie Ridge
    Snoqualmie, WA
  • 08/2016 → 05/2020
    Iowa State University
    Ames, IA
  • 05/2016 → 06/2017
    Wayzata Country Club
    Wayzata, MN
  • 08/2019 → 03/2020
    Alpha Gamma Delta Property Management, Llc
    Ames, IA
  • 06/2024 → Present
    Charles Schwab Bank, Ssb
    Mountain Brook, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-25
S63 Uniform Securities Agent State Law Examination 2021-08-02
  • S66 Uniform Combined State Law Examination
    2024-10-25
  • S63 Uniform Securities Agent State Law Examination
    2021-08-02
Other Names
  • James Stathopoulos

View on SEC IAPD

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