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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-09
MO RA APPROVED 2026-01-13
  • TX RA
    APPROVED
    Since 2026-06-09
  • MO RA
    APPROVED
    Since 2026-01-13

Branch Locations

4045 N Saint Peters Pkwy Suite 206, Saint Peters, MO 63304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Saint Louis MO 12/2020 11/2022
Money Concepts Saint Peters MO 08/2020 11/2020
Panda Express Manchester MO 03/2019 08/2019
Meadowbrook Country Club Ballwin MO 03/2018 08/2018
Missouri Baptist University Saint Louis MO 01/2017 08/2020
Oak Hills Hoa Portland OR 05/2016 08/2017
Thprd Portland OR 05/2014 07/2017
Amazon Saint Peters MO 08/2020 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chesterfield MO 11/2024 01/2026
Bank Of America, N.A. Chesterfield MO 12/2024 01/2026
Fidelity Personal And Workplace Advisors Saint Louis MO 04/2023 08/2024
Fidelity Brokerage Services Llc Saint Louis MO 01/2023 08/2024
Charles Schwab & Co., Inc. Saint Louis MO 10/2022 11/2022
Raymond James Financial Services Advisors, Inc. Saint Peters MO 01/2026 Present
Raymond James Financial Services, Inc. Saint Peters MO 01/2026 Present
  • 12/2020 → 11/2022
    Td Ameritrade
    Saint Louis, MO
  • 08/2020 → 11/2020
    Money Concepts
    Saint Peters, MO
  • 03/2019 → 08/2019
    Panda Express
    Manchester, MO
  • 03/2018 → 08/2018
    Meadowbrook Country Club
    Ballwin, MO
  • 01/2017 → 08/2020
    Missouri Baptist University
    Saint Louis, MO
  • 05/2016 → 08/2017
    Oak Hills Hoa
    Portland, OR
  • 05/2014 → 07/2017
    Thprd
    Portland, OR
  • 08/2020 → 08/2020
    Amazon
    Saint Peters, MO
  • 11/2024 → 01/2026
    Chesterfield, MO
  • 12/2024 → 01/2026
    Bank Of America, N.A.
    Chesterfield, MO
  • 04/2023 → 08/2024
    Fidelity Personal And Workplace Advisors
    Saint Louis, MO
  • 01/2023 → 08/2024
    Fidelity Brokerage Services Llc
    Saint Louis, MO
  • 10/2022 → 11/2022
    Charles Schwab & Co., Inc.
    Saint Louis, MO
  • 01/2026 → Present
    Saint Peters, MO
  • 01/2026 → Present
    Raymond James Financial Services, Inc.
    Saint Peters, MO
Previous Registrations
Other Businesses

(1)Name of Business: Mission Financial Address: 4045 N Saint Peters Pkwy Ste 206, Saint Petersburg, MO, 63304, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/07/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Support staff for the advisor and branch on-site.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-21
S63 Uniform Securities Agent State Law Examination 2021-04-01
  • S66 Uniform Combined State Law Examination
    2023-04-21
  • S63 Uniform Securities Agent State Law Examination
    2021-04-01
Other Names
  • Andrew Allen Burch
  • Andrew A Burch

View on SEC IAPD

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