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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | San Francisco | CA | 04/2021 | 03/2024 |
| Jpmorgan Securities Llc | San Francisco | CA | 04/2021 | 03/2024 |
| Goldman Sachs | Salt Lake City | UT | 07/2020 | 04/2021 |
| Applied Research Associates | Albuquerque | NM | 05/2019 | 07/2020 |
| Nm Institute Of Mining & Tech | Socorro | NM | 05/2017 | 12/2018 |
| Best Buy | Albuquerque | NM | 04/2019 | 06/2019 |
| University Of New Mexico | Albuquerque | NM | 01/2019 | 05/2020 |
| New Mexico Tech | Socorro | NM | 08/2014 | 07/2019 |
| Jp Morgan Chase Bank, N.A. | Arlington | VA | 03/2024 | 08/2024 |
| Jpmorgan Securities Llc | Arlington | VA | 03/2024 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 08/2024 | Present |
I*: 2048355 Entity Type: Name of OBA: DC Bilingual Public Charter School Address: Washington, District Of Columbia, 20011Investment Related: no Position, Title, Association: Board Member Employee Start Date: 10/22/2024 No Hours: 1hr/wk No Hours during trading:0 Duties: Sit on the board of directors and advise on programming to grow engagement with bilingual families and students. Also leverage my network of latinos to grow the school's profile in the community. I*, 1976274 Entity Type: Charitable Name of OBA: Latino Economic Development CenterAddress: Washington, DC 20009 Investment Related: No Position, Title, Association: Board MemberEmployee Start Date: 12/18/2023 No Hours: 5hrs per month No Hours during trading: 0 Duties: Member of the BOD of LEDC, do not provide financial advice to the organization, and refrain from vendor selection related to banking/investments. I lend my perspective and expertise to the organization as well as leveraging my network to boost program effectiveness. I*2197265, Entity Type Non-Profit, Name of OBA: ALPFA DC Address: Austin, TX 78703 Investment Related: No Position, Title, Association: World Pride Programming Committee Member Employee Start Date: 02/14/2025 No Hours: 5 monthly No Hours during trading: 0 Duties: Serving on their World Pride event volunteer group.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-12 |
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