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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-01-28
  • DC RA
    APPROVED
    Since 2025-01-28

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na San Francisco CA 04/2021 03/2024
Jpmorgan Securities Llc San Francisco CA 04/2021 03/2024
Goldman Sachs Salt Lake City UT 07/2020 04/2021
Applied Research Associates Albuquerque NM 05/2019 07/2020
Nm Institute Of Mining & Tech Socorro NM 05/2017 12/2018
Best Buy Albuquerque NM 04/2019 06/2019
University Of New Mexico Albuquerque NM 01/2019 05/2020
New Mexico Tech Socorro NM 08/2014 07/2019
Jp Morgan Chase Bank, N.A. Arlington VA 03/2024 08/2024
Jpmorgan Securities Llc Arlington VA 03/2024 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 08/2024 Present
  • 04/2021 → 03/2024
    Jpmorgan Chase Bank Na
    San Francisco, CA
  • 04/2021 → 03/2024
    Jpmorgan Securities Llc
    San Francisco, CA
  • 07/2020 → 04/2021
    Goldman Sachs
    Salt Lake City, UT
  • 05/2019 → 07/2020
    Applied Research Associates
    Albuquerque, NM
  • 05/2017 → 12/2018
    Nm Institute Of Mining & Tech
    Socorro, NM
  • 04/2019 → 06/2019
    Best Buy
    Albuquerque, NM
  • 01/2019 → 05/2020
    University Of New Mexico
    Albuquerque, NM
  • 08/2014 → 07/2019
    New Mexico Tech
    Socorro, NM
  • 03/2024 → 08/2024
    Jp Morgan Chase Bank, N.A.
    Arlington, VA
  • 03/2024 → 08/2024
    Jpmorgan Securities Llc
    Arlington, VA
  • 08/2024 → Present
    Washington, DC
Previous Registrations
  • 2021-07-13 → 2024-08-20
    San Francisco, CA
    Washington, DC
    Arlington, VA
    Arlington, VA
    Falls Church, VA
Other Businesses

I*: 2048355 Entity Type: Name of OBA: DC Bilingual Public Charter School Address: Washington, District Of Columbia, 20011Investment Related: no Position, Title, Association: Board Member Employee Start Date: 10/22/2024 No Hours: 1hr/wk No Hours during trading:0 Duties: Sit on the board of directors and advise on programming to grow engagement with bilingual families and students. Also leverage my network of latinos to grow the school's profile in the community. I*, 1976274 Entity Type: Charitable Name of OBA: Latino Economic Development CenterAddress: Washington, DC 20009 Investment Related: No Position, Title, Association: Board MemberEmployee Start Date: 12/18/2023 No Hours: 5hrs per month No Hours during trading: 0 Duties: Member of the BOD of LEDC, do not provide financial advice to the organization, and refrain from vendor selection related to banking/investments. I lend my perspective and expertise to the organization as well as leveraging my network to boost program effectiveness. I*2197265, Entity Type Non-Profit, Name of OBA: ALPFA DC Address: Austin, TX 78703 Investment Related: No Position, Title, Association: World Pride Programming Committee Member Employee Start Date: 02/14/2025 No Hours: 5 monthly No Hours during trading: 0 Duties: Serving on their World Pride event volunteer group.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-12
  • S66 Uniform Combined State Law Examination
    2021-07-12
Other Names
  • Carlos A Talamante Romo
  • Carlos Alberto Talamante Romo
  • Carlos Talamante Romo

View on SEC IAPD

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