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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-01 |
| IL | RA | APPROVED | 2024-10-24 |
| NY | RA | APPROVED | 2021-04-27 |
| CT | RA | APPROVED | 2020-11-13 |
Branch Locations
233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 08/2020 | Present |
| News America Marketing | Wilton | CT | 06/2019 | 08/2019 |
| Bigelow Tea Company | Fairfield | CT | 06/2018 | 08/2018 |
| Norseland Inc. | Darien | CT | 06/2016 | 08/2017 |
| University Of Dayton | Dayton | OH | 08/2016 | 05/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-13 |
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