Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2021-09-15 |
| MD | RA | APPROVED | 2021-04-06 |
Branch Locations
1825 Howell Rd Ste 5, Hagerstown, MD 21740-6612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Hagerstown | MD | 08/2020 | Present |
| Department Of Defense | Chambersburg | PA | 09/2019 | 12/2019 |
| Red Bull | Indiana | PA | 09/2018 | 05/2020 |
| Sterling Financial Management | Hagerstown | MD | 08/2020 | 01/2021 |
| Student | Chambersburg | PA | 07/2010 | 06/2020 |
1. 2/18/2021 - Sterling Financial Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/19/2021. 2. 7/21/2021 - BCT Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/05/2021 - 25 Hours Per Month/25 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-02 |
Reach out to this advisor