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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-29 |
Branch Locations
5606 N Navarro St Ste 207, Victoria, TX 77904-1758 • United States
Louise, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Victoria | TX | 08/2020 | Present |
| Zoom Eyeccare | Victoria | TX | 08/2017 | 08/2020 |
| Chilis | Victoria | TX | 08/2015 | 08/2017 |
Board of Directors; ABWA/Victoria Professional express network; Chair of Membership; P.O. Box 4757, , Overland Park, KS, 66204; Not Investment-Related; 02/20/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Rohde Financial Group; Employee of Rohde Financial Group; A financial Advisory practice.; 5606 N Navarro St, , Victoria, TX, 77904; Investment-Related; 07/31/2020; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-27 |
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