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Employer firm

Bankers Life Advisory Services, Inc. CRD 281285

$2.49B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-15
  • TX RA
    APPROVED
    Since 2026-04-15

Branch Locations

5508 Highway 290 West, Suite 110, Austin, TX 78735 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty, Inc Austin TX 07/2019 Present
Noren Thermal Solutions Taylor TX 12/2017 06/2019
Vantage Marketing Dekalb IL 01/2010 12/2017
Bankers Life Advisory Services, Inc Austin TX 09/2020 02/2023
Bankers Life Advisory Services, Inc Austin TX 04/2026 Present
Bankers Life Securities, Inc Austin TX 07/2023 Present
  • 07/2019 → Present
    Bankers Life & Casualty, Inc
    Austin, TX
  • 12/2017 → 06/2019
    Noren Thermal Solutions
    Taylor, TX
  • 01/2010 → 12/2017
    Vantage Marketing
    Dekalb, IL
  • 09/2020 → 02/2023
    Austin, TX
  • 04/2026 → Present
    Austin, TX
  • 07/2023 → Present
    Bankers Life Securities, Inc
    Austin, TX
Other Businesses

Insurance Agent: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-14
S63 Uniform Securities Agent State Law Examination 2023-11-07
  • S66 Uniform Combined State Law Examination
    2026-04-14
  • S63 Uniform Securities Agent State Law Examination
    2023-11-07

View on SEC IAPD

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