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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-01-02 |
Branch Locations
800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bee And Cee Corporation | Maryville | TN | 07/2020 | 10/2020 |
| Student | Chattanooga | TN | 08/2010 | 05/2019 |
| Trust Fcu | Chattanooga | TN | 03/2019 | 07/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2021 | 03/2022 |
| Northwestern Mutual Investment Services Llc | Knoxville | TN | 06/2021 | 03/2022 |
| Door Dash | Maryville | TN | 08/2020 | 11/2022 |
| Eric Neumann | Knoxville | TN | 03/2022 | 05/2022 |
| First Horizon | Knoxville | TN | 11/2022 | 01/2023 |
| Ubs Financial Services Inc. | Knoxville | TN | 01/2023 | Present |
Tiktok,CaliforniaUnited States90230,CompanyOthersocial media and media and entertainment industry sectorsocial media platform used for self expression and promotion of productsAOthercontent creator, paid by product salesmake videos to create traffic and sales towards products, Start date -8/1/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-29 |
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