Best Investors Account Sign in

Patrick Kennedy

Gms Group

Houston, TX

CRD 4903475

Claim This Profile
Employer firm

Gms Group CRD 8000

$19.8M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Gms Group

120 Eagle Rock Ave Suite 300, East Hanover, NJ 07936 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-07-28
  • NJ RA
    APPROVED
    Since 2010-07-28

Branch Locations

5075 Westheimer - Suite 1175, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Gms Group, L.L.C. Houston TX 03/2007 Present
  • 03/2007 → Present
    The Gms Group, L.L.C.
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-29
  • S66 Uniform Combined State Law Examination
    2005-03-29

View on SEC IAPD

Nearby Firms

BRIDGE CAPITAL ADVISORS
TSA WEALTH MANAGEMENT
PEREA CAPITAL

Nearby Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS

Nearby Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX

More in Houston, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor