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Richard Gerard Brown

Osaic Wealth, Inc.

Charlotte, NC

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-01-19
  • NC RA
    APPROVED
    Since 2024-01-19

Branch Locations

1415 Vantage Park Drive Suite 250, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Network Technology Solutions Charlotte NC 03/2001 Present
Woodbury Financial Services Inc Charlotte NC 08/2020 01/2024
Osaic Wealth, Inc. Charlotte NC 01/2024 Present
  • 03/2001 → Present
    Network Technology Solutions
    Charlotte, NC
  • 08/2020 → 01/2024
    Woodbury Financial Services Inc
    Charlotte, NC
  • 01/2024 → Present
    Charlotte, NC
Previous Registrations
  • 2020-10-06 → 2024-01-19
    Woodbury Financial Services, Inc.
    Charlotte, NC
Other Businesses

1) NETWORK TECHNOLOGY SOLUTIONS POSITION: OWNER NATURE: I'm the owner of an IT consulting company registered as an S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/20/2001 ADDRESS: 1728 Copperplate Road, Charlotte NC 28262, United States DESCRIPTION: Provide IT support and consultation 2) PROPERTY RENTALS POSITION: OWNER NATURE: I own 3 Rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2014 ADDRESS: 1728 Copperplate Road, Charlotte NC 28262, United States DESCRIPTION: Rental Owner 3) GCG WEALTH MANAGEMENT POSITION: IT NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 05/01/2020 ADDRESS: 9115 Harris Corner Pkwy, Suite 250, Charlotte NC 28262, United States DESCRIPTION: IT Support 4)GCG ADVISORY PARTNERS POSITION: Information Security Officer NATURE: This is just a DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/01/2021 ADDRESS: 9115 Harris Corners Pkwy, Suite 250, Charlotte NC 28269, United States DESCRIPTION: I'm the information Security Officer. Asist with all technology related issues. 5)RICHARD BROWN POSITION: Owner NATURE: N/A INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 1728 Copperplate Road, Charlotte NC 28262, United States DESCRIPTION: I'm not actively selling insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-25
  • S66 Uniform Combined State Law Examination
    2020-09-25
Other Names
  • Richard Brown

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