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Owen Charles Waits

J.P. Morgan Securities LLC

Atlanta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-02-27
TX RA APPROVED 2023-02-24
  • GA RA
    APPROVED
    Since 2023-02-27
  • TX RA
    APPROVED
    Since 2023-02-24

Branch Locations

3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Atlanta GA 08/2020 Present
Jpmorgan Securities Llc Atlanta GA 08/2020 Present
United States Army El Paso TX 05/2010 06/2018
University Of North Carolina Chapel Hill NC 08/2018 05/2020
Unemployed Durham NC 06/2020 07/2020
Unemployed Durham NC 07/2018 07/2018
Jp Morgan Chase Bank Atlanta GA 06/2019 08/2019
  • 08/2020 → Present
    Jpmorgan Chase Bank Na
    Atlanta, GA
  • 08/2020 → Present
    Jpmorgan Securities Llc
    Atlanta, GA
  • 05/2010 → 06/2018
    United States Army
    El Paso, TX
  • 08/2018 → 05/2020
    University Of North Carolina
    Chapel Hill, NC
  • 06/2020 → 07/2020
    Unemployed
    Durham, NC
  • 07/2018 → 07/2018
    Unemployed
    Durham, NC
  • 06/2019 → 08/2019
    Jp Morgan Chase Bank
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-24
S63 Uniform Securities Agent State Law Examination 2020-10-12
  • S65 Uniform Investment Adviser Law Examination
    2023-02-24
  • S63 Uniform Securities Agent State Law Examination
    2020-10-12

View on SEC IAPD

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