Sara Burns Fobian

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-05-19
TX	RA	APPROVED	2020-10-28
CA	RA	APPROVED	2020-10-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newport Beach	CA	06/2018	Present
Diamond Polsky & Bauer	Philadelphia	PA	08/2011	04/2018

06/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA
08/2011 → 04/2018

Diamond Polsky & Bauer

Philadelphia, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-16