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Cosimo F. Favaloro

Wells Fargo Clearing Services, LLC

Carmel, CA

Fresno, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-30
  • CA RA
    APPROVED
    Since 2022-08-30

Branch Locations

San Carlos And Ocean Ave, Carmel, CA 93923 • United States

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Watsonville CA 09/2020 12/2020
Primerica Financial Services Watsonville CA 03/2020 12/2020
In Shape Monterey CA 07/2010 03/2020
Hilltop Securities 1201 Elm Street Suite 3500 Dallas TX 01/2021 08/2022
Wells Fargo Clearing Services, Llc San Jose CA 08/2022 Present
  • 09/2020 → 12/2020
    Pfs Investments Inc.
    Watsonville, CA
  • 03/2020 → 12/2020
    Primerica Financial Services
    Watsonville, CA
  • 07/2010 → 03/2020
    In Shape
    Monterey, CA
  • 01/2021 → 08/2022
    Hilltop Securities
    1201 Elm Street Suite 3500 Dallas, TX
  • 08/2022 → Present
    Wells Fargo Clearing Services, Llc
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-19
  • S66 Uniform Combined State Law Examination
    2021-04-19
Other Names
  • Cosimo Frank Favaloro
  • Cosimo F Favaloro

View on SEC IAPD

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