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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-26
OH RA APPROVED 2022-05-04
  • TX RA
    APPROVED_RES
    Since 2022-07-26
  • OH RA
    APPROVED
    Since 2022-05-04

Branch Locations

Medina, OH • United States

30195 Chagrin Blvd, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Medina OH 05/2011 02/2022
Fifth Third Bank Medina OH 01/2010 02/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Strongsville OH 02/2022 Present
Bank Of America, N.A. Strongsville OH 02/2022 Present
  • 05/2011 → 02/2022
    Fifth Third Securities
    Medina, OH
  • 01/2010 → 02/2022
    Fifth Third Bank
    Medina, OH
  • 02/2022 → Present
    Strongsville, OH
  • 02/2022 → Present
    Bank Of America, N.A.
    Strongsville, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-12
S63 Uniform Securities Agent State Law Examination 2011-08-30
  • S65 Uniform Investment Adviser Law Examination
    2015-12-12
  • S63 Uniform Securities Agent State Law Examination
    2011-08-30

View on SEC IAPD

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