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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-10-31
MD RA APPROVED 2023-08-23
  • DC RA
    APPROVED
    Since 2023-10-31
  • MD RA
    APPROVED
    Since 2023-08-23

Branch Locations

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

Washington , DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summer House Santa Monica Bethesda MD 07/2019 06/2020
Rock Bottom Brewery Bethesda MD 08/2018 07/2019
Badlands Playspace Rockville MD 05/2018 08/2018
The Second City Chicago IL 12/2017 05/2018
Unemployed Bethesda MD 07/2020 08/2020
New York Life Insurance Agency Vienna VA 09/2020 04/2022
Nylife Securities Llc Vienna VA 07/2021 04/2022
Peter Sullivan Comedy Bethesda MD 02/2013 Present
Columbia College Chicago Chicago IL 06/2015 12/2017
Lettuceentertainyou Inc Rockville MD 07/2019 06/2020
Ubs Bethesda MD 05/2022 Present
  • 07/2019 → 06/2020
    Summer House Santa Monica
    Bethesda, MD
  • 08/2018 → 07/2019
    Rock Bottom Brewery
    Bethesda, MD
  • 05/2018 → 08/2018
    Badlands Playspace
    Rockville, MD
  • 12/2017 → 05/2018
    The Second City
    Chicago, IL
  • 07/2020 → 08/2020
    Unemployed
    Bethesda, MD
  • 09/2020 → 04/2022
    New York Life Insurance Agency
    Vienna, VA
  • 07/2021 → 04/2022
    Nylife Securities Llc
    Vienna, VA
  • 02/2013 → Present
    Peter Sullivan Comedy
    Bethesda, MD
  • 06/2015 → 12/2017
    Columbia College Chicago
    Chicago, IL
  • 07/2019 → 06/2020
    Lettuceentertainyou Inc
    Rockville, MD
  • 05/2022 → Present
    Ubs
    Bethesda, MD
Other Businesses

[Peter Sullivan Comedy; Standup Comedy. Writes/Performs Comedy and acts in comedic skits/films. I operate as an independent contractor and do not have a manager or agent or company that I represent in this line of work; 5807 Grosvenor Lane, Bethesda, MD, 20814; Start Date: 2/2013; Role/Title: Independent Contractor; Not investment related; 20 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-23
S63 Uniform Securities Agent State Law Examination 2021-12-15
  • S65 Uniform Investment Adviser Law Examination
    2023-08-23
  • S63 Uniform Securities Agent State Law Examination
    2021-12-15
Other Names
  • Peter Sullivan

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