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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-11
FL RA APPROVED 2022-11-09
  • TX RA
    APPROVED
    Since 2022-11-11
  • FL RA
    APPROVED
    Since 2022-11-09

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daytona State College Daytona Beach FL 01/2016 07/2017
University Of Central Florida Orlando FL 08/2017 12/2019
Fidelity Investments Jacksonville FL 08/2020 11/2021
Connex Property Management Ormond Beach FL 02/2020 07/2020
Uber Rideshare Orlando FL 10/2018 05/2019
Citi Personal Wealth Management Jacksonville FL 11/2021 08/2022
Unemployed Ormond Beach FL 07/2017 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 08/2022 Present
Unemployed Ormond Beach FL 12/2019 02/2020
Bank Of America, N.A. Jacksonville FL 11/2022 Present
  • 01/2016 → 07/2017
    Daytona State College
    Daytona Beach, FL
  • 08/2017 → 12/2019
    University Of Central Florida
    Orlando, FL
  • 08/2020 → 11/2021
    Fidelity Investments
    Jacksonville, FL
  • 02/2020 → 07/2020
    Connex Property Management
    Ormond Beach, FL
  • 10/2018 → 05/2019
    Uber Rideshare
    Orlando, FL
  • 11/2021 → 08/2022
    Citi Personal Wealth Management
    Jacksonville, FL
  • 07/2017 → 10/2018
    Unemployed
    Ormond Beach, FL
  • 08/2022 → Present
    Jacksonville, FL
  • 12/2019 → 02/2020
    Unemployed
    Ormond Beach, FL
  • 11/2022 → Present
    Bank Of America, N.A.
    Jacksonville, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-24
S63 Uniform Securities Agent State Law Examination 2020-12-17
  • S66 Uniform Combined State Law Examination
    2022-05-24
  • S63 Uniform Securities Agent State Law Examination
    2020-12-17
Other Names
  • Tristan Emery Goldman
  • Tristan Goldman

View on SEC IAPD

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