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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-11-14
  • MO RA
    APPROVED
    Since 2025-11-14

Branch Locations

9527 Engel Lane, St Louis, MO 63132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc St. Louis MO 08/2020 Present
University Of Illinois At Urbana-Champaign Champaign IL 06/2019 07/2020
China Everbright Limited Qingdao 01/2019 05/2019
Unemployed Ji'AN 08/2017 12/2018
Jilin University Changchun 08/2013 07/2017
  • 08/2020 → Present
    St. Louis, MO
  • 06/2019 → 07/2020
    University Of Illinois At Urbana-Champaign
    Champaign, IL
  • 01/2019 → 05/2019
    China Everbright Limited
    Qingdao
  • 08/2017 → 12/2018
    Unemployed
    Ji'AN
  • 08/2013 → 07/2017
    Jilin University
    Changchun
Other Businesses

1 - 11/2024 - An Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-13
  • S66 Uniform Combined State Law Examination
    2025-11-13

View on SEC IAPD

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