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Dennis John Ludwig

Efs Advisors

Cambridge, MN

Mount Vernon, IA

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Current Employers
Efs Advisors

1995 East Rum River Drive S, Cambridge, MN 55008 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-02-09
VA RA APPROVED 2025-11-24
MS RA APPROVED 2025-01-21
CA RA APPROVED 2024-03-06
MN RA APPROVED 2024-03-06
TX RA APPROVED_RES 2024-03-06
IA RA APPROVED 2009-05-14
  • MO RA
    APPROVED
    Since 2026-02-09
  • VA RA
    APPROVED
    Since 2025-11-24
  • MS RA
    APPROVED
    Since 2025-01-21
  • CA RA
    APPROVED
    Since 2024-03-06
  • MN RA
    APPROVED
    Since 2024-03-06
  • TX RA
    APPROVED_RES
    Since 2024-03-06
  • IA RA
    APPROVED
    Since 2009-05-14

Branch Locations

1995 East Rum River Drive S, Cambridge, MN 55008 • United States

Mount Vernon, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advanced Advisor Group Llc Cambridge MN 08/2006 Present
Efs Advisors Llc Cambridge MN 10/2008 Present
  • 08/2006 → Present
    Advanced Advisor Group Llc
    Cambridge, MN
  • 10/2008 → Present
    Efs Advisors Llc
    Cambridge, MN
Other Businesses

RESIDDENTIAL RENTAL PROPERTY, 2004-PRESENT, PROPERTY IS LOCATED IN MT. VERNON IA. RENT/ LEASE PROPERTY TO TENANTS. OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-13
S63 Uniform Securities Agent State Law Examination 2005-02-28
  • S65 Uniform Investment Adviser Law Examination
    2005-09-13
  • S63 Uniform Securities Agent State Law Examination
    2005-02-28

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC. · Cambridge, MN
LPL FINANCIAL LLC · CAMBRIDGE, MN
COMMONWEALTH FINANCIAL NETWORK · CAMBRIDGE, MN
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