Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-12-04
SC RA APPROVED 2021-01-20
  • KY RA
    APPROVED
    Since 2024-12-04
  • SC RA
    APPROVED
    Since 2021-01-20

Branch Locations

103 Palm Blvd Ste 2C Suite 207, Isle Of Palms, SC 29306 • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wofford College Spartanburg SC 08/2016 08/2017
Parkshore Pool Charleston SC 06/2017 08/2018
Anza Moshi 06/2018 08/2018
Ciee Study Abroad Program Shanghai 08/2018 12/2018
Dfc Washington DC 06/2019 08/2019
Mary Black Foundation Spartanburg SC 08/2017 06/2020
Raymond James Financial Services Isle Of Palms SC 08/2020 Present
Raymond James Financial Services Advisors, Inc. Isle Of Palms SC 01/2021 Present
  • 08/2016 → 08/2017
    Wofford College
    Spartanburg, SC
  • 06/2017 → 08/2018
    Parkshore Pool
    Charleston, SC
  • 06/2018 → 08/2018
    Anza
    Moshi
  • 08/2018 → 12/2018
    Ciee Study Abroad Program
    Shanghai
  • 06/2019 → 08/2019
    Dfc
    Washington, DC
  • 08/2017 → 06/2020
    Mary Black Foundation
    Spartanburg, SC
  • 08/2020 → Present
    Raymond James Financial Services
    Isle Of Palms, SC
  • 01/2021 → Present
    Isle Of Palms, SC
Other Businesses

(1) Name of Business: Jeter Hrubala Wealth Strategies, LLC Address: 480 S Ashland Ave, Lexington, KY, 40502, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/31/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: 1.\tPreparing client reviews and completing follow-up items for each client relationship.\n2.\tIn charge of investment review and research – organizing investment committee meetings and maintaining contact with wholesalers.\n3.\tIn charge of administrative and operational duties for Charleston Office \n4.\tCreating and updating marketing materials for website, social media, internal documents\n

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-11
  • S66 Uniform Combined State Law Examination
    2021-01-11
Designations
  • Certified Financial Planner
Other Names
  • Emily Gyles Laney

View on SEC IAPD

More in Isle Of Palms, SC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor