Stephen Andrew Smith

Current Employers

Employment History

• 06/2004 → 11/2018
  John Hancock Life Insurance
  Towson, MD
• 06/2004 → 11/2018
  Sii
  Timonium, MD
• 11/2018 → Present
  Osaic Wealth, Inc.
  Timonium, MD

Previous Registrations

• 2009-06-24 → 2018-11-02
  Signator Investors, Inc.
  Timonium, MD
  Towson, MD

Other Businesses

1. INSURANCE BROKER - LIFE, ANNUITIES, DI, HEALTH, LTC: 1954 GREENSPRING DR, SUITE 515, TIMONIUM, MD 21093; 609 HILLEN RD., TOWSON, MD 21286. SELLING OF L&H PRODUCTS. START DATE JUNE 2003. APPROXIMATELY 10 BUSINESS HOURS MONTHLY..... 2. PUTTY HILL PROPERTY CO. POSITION: President/Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2018 ADDRESS: 609 Hillen Rd., Towson MD 21286, United States DESCRIPTION: Own rental property 3. ANDY SMITH POSITION: Owner operator NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 1965 Greenspring Dr., Suite 202, Timonium MD 21093, United States DESCRIPTION: Operate as financial advisor under my name, Andy Smith Notary 4. SMITH & HOFFMAN FINANCIAL ASSOCIATES - FIXED INSURANCE POSITION: Insurance Brokerage NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2003 ADDRESS: 1965 Greenspring Dr, Suite 202, Timonium MD 21093, United States DESCRIPTION: Insurance brokerage of life and health fixed insurance products. 5. SMITH & HOFFMAN FINANCIAL ASSOCIATES POSITION: Investment Advisor Representative NATURE: sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 12/15/2023 ADDRESS: 1965 Greenspring Dr, Suite 202, Timonium MD 21093, United States DESCRIPTION: sales/marketing of securities, investment advisory, and insurance products

Exams

• S66 Uniform Combined State Law Examination
  2007-04-05