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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-09-05
  • DE RA
    APPROVED
    Since 2025-09-05

Branch Locations

615 W 18Th St, Wilmington, DE 19802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tristate Financial Advisors Philadelphia PA 08/2020 12/2022
Little Flower Children And Family Services Of Ny Wading River NY 01/2013 03/2019
Federal Aviation Administration Oklahoma City OK 03/2019 06/2019
Unemployed Philadelphia PA 07/2019 07/2020
Trinity Wealth Securities L.L.C Philadelphia PA 10/2020 12/2022
Florida Financial Advisors, Llc Philadelphia PA 08/2020 12/2022
Van Buren Financial Group Wilmington DE 01/2023 Present
Avantax Investment Services Inc. Wilmington DE 01/2023 09/2025
Avantax Advisory Services Wilmington DE 01/2023 09/2025
Avantax Insurance Agency, Llc Wilmington DE 01/2023 09/2025
Cetera Wealth Services, Llc Wilmington DE 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/2020 → 12/2022
    Tristate Financial Advisors
    Philadelphia, PA
  • 01/2013 → 03/2019
    Little Flower Children And Family Services Of Ny
    Wading River, NY
  • 03/2019 → 06/2019
    Federal Aviation Administration
    Oklahoma City, OK
  • 07/2019 → 07/2020
    Unemployed
    Philadelphia, PA
  • 10/2020 → 12/2022
    Trinity Wealth Securities L.L.C
    Philadelphia, PA
  • 08/2020 → 12/2022
    Philadelphia, PA
  • 01/2023 → Present
    Van Buren Financial Group
    Wilmington, DE
  • 01/2023 → 09/2025
    Avantax Investment Services Inc.
    Wilmington, DE
  • 01/2023 → 09/2025
    Avantax Advisory Services
    Wilmington, DE
  • 01/2023 → 09/2025
    Avantax Insurance Agency, Llc
    Wilmington, DE
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Wilmington, DE
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) VAN BUREN FINANCIAL GROUP POSITION: Registered Representative NATURE: The entity as a whole provides retirement planning, supported by a host of tax planning, estate planning, investment planning, cash-flow planning, education planning, and any area of financial planning deemed necessary and beneficial for the client. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2023 ADDRESS: 615 W. 18th Street, Wilmington DE 19802, United States DESCRIPTION: I serve as an Associate Financial Advisor. Responsibilities include:?-Build and maintain relationships with current and potential clients-Identify investment opportunities for clients that align with values-Counsel clients on financial options in variety of financial planning topics-Gather data, establishes client goals, and assist in implementation and follow-up of financial plans-Meet with clients to ensure ongoing success of plan, preparing financial planning updates and adjustments as necessary?

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-22
S65 Uniform Investment Adviser Law Examination 2020-07-23
  • S63 Uniform Securities Agent State Law Examination
    2020-08-22
  • S65 Uniform Investment Adviser Law Examination
    2020-07-23
Other Names
  • Erik Albert Ermentraut
  • Erik A Ermentraut

View on SEC IAPD

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