Spencer Paul Peet

Employer firm

Key Financial, Inc. CRD 116240

$2.84B regulatory AUM 21 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → 05/2021
  Tristate Financial Advisors
  Philadelphia, PA
• 06/2019 → 07/2020
  Fortegra Financial Corporation
  Jacksonville, FL
• 06/2015 → 06/2019
  University Of Delaware
  Newark, DE
• 06/2021 → Present
  Key Financial, Inc
  West Cheste, PA
• 08/2021 → Present
  Osaic Wealth, Inc.
  West Chester, PA

Previous Registrations

• 2020-08-13 → 2021-07-08
  Florida Financial Advisors, Llc
  Philadelphia, PA

Other Businesses

1. Independent Insurance Agent; not investment-related; started 07/2020; zero hours per month. 2. KEY FINANCIAL, INC POSITION: n/a NATURE: N/a INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 1045 Andrew Drive, Suite A, West Chester PA 19380, United States DESCRIPTION: I do not actively sell insurance products. The license is maintained to remain knowledgeable about the insurance industry and to understand products that clients have.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-09-12
• S65 Uniform Investment Adviser Law Examination
  2020-08-05

Designations

• Certified Financial Planner