Best Investors Account Sign in
Inactive

David Lippincott Brooks

The London Company Of Virginia

Richmond, VA

Claim This Profile
Current Employers
The London Company Of Virginia

1800 Bayberry Court, Suite 301, Richmond, VA 23226 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-08-31
  • VA RA
    APPROVED
    Since 2020-08-31

Branch Locations

1800 Bayberry Court, Suite 301, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Boston Company Asset Management Llc Boston MA 01/1998 04/2018
Luminex Trading & Analytics Llc Boston MA 01/2015 04/2018
The London Company Of Virginia Richmond VA 08/2019 Present
Unemployed Boston MA 04/2018 08/2019
  • 01/1998 → 04/2018
    The Boston Company Asset Management Llc
    Boston, MA
  • 01/2015 → 04/2018
    Luminex Trading & Analytics Llc
    Boston, MA
  • 08/2019 → Present
    The London Company Of Virginia
    Richmond, VA
  • 04/2018 → 08/2019
    Unemployed
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-31
  • S65 Uniform Investment Adviser Law Examination
    2020-08-31
Other Names
  • David Brooks

View on SEC IAPD

Other Firms

TAYLOR HOFFMAN CAPITAL MANAGEMENT
WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

More in Richmond, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor