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David Lippincott Brooks

The London Company Of Virginia

Richmond, VA

CRD 4903330

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Employer firm

The London Company Of Virginia CRD 106654

$14.9B regulatory AUM 33 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
The London Company Of Virginia

1800 Bayberry Court, Suite 301, Richmond, VA 23226 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-08-31
  • VA RA
    APPROVED
    Since 2020-08-31

Branch Locations

1800 Bayberry Court, Suite 301, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Boston Company Asset Management Llc Boston MA 01/1998 04/2018
Luminex Trading & Analytics Llc Boston MA 01/2015 04/2018
The London Company Of Virginia Richmond VA 08/2019 Present
Unemployed Boston MA 04/2018 08/2019
  • 01/1998 → 04/2018
    The Boston Company Asset Management Llc
    Boston, MA
  • 01/2015 → 04/2018
    Luminex Trading & Analytics Llc
    Boston, MA
  • 08/2019 → Present
    Richmond, VA
  • 04/2018 → 08/2019
    Unemployed
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-31
  • S65 Uniform Investment Adviser Law Examination
    2020-08-31
Other Names
  • David Brooks

View on SEC IAPD

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