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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 09/2020 | 05/2021 |
| Northland Forest Products, Inc. | Shakopee | MN | 09/2011 | 04/2022 |
| Pruco Securities, Llc. | St. Louis Park | MN | 10/2021 | 11/2024 |
| Prudential Insurance Company Of America | St. Louis Park | MN | 01/2022 | Present |
| Lpl Enterprise, Llc | St. Louis Park | MN | 11/2024 | Present |
PARK MEADOWS ("HOA") HOME OWNERS ASSOCIATION, VICE PRESIDENT. NON-PROFIT ORGANIZATION POSITION: Vice President of HOA NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 2091 Meadowlark Ln, Shakopee MN 55379, United States DESCRIPTION: Uphold the Bylaws, Rules & Regulations, Declaration & Amendments. Attend regular HOA Association Board meetings; facilitate review & collaboration of association documents & association contracts, plus neighbor visits & communications. No investments or handling of money. WENTHOLD REVOCABLE TRUST, POAAND EXECUTOR OF FAMILY ESTATE POSITION: Wenthold Revocable Trust, POA and Executor of Family Estate NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2011 ADDRESS: 8110 Highwood Dr., Unit #L509, Bloomington MN 55438, United States DESCRIPTION: Typical POA trustee responsibilities which may include check writing authority for Kathleen Wenthold (mother). SACS DADS PRESIDENT, PHILANTHROPIC FUNDRAISING FOR THE SHAKOPEE AREA CATHOLIC SCHOOL A 501(C)3 ORGANIZATION POSITION: SACS Dads President NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2017 ADDRESS: 2700 East 17th Avenue, Shakopee MN 55379, United States DESCRIPTION: Volunteer and fundraising for school. No investing or handling of money.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-10 |
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