George E Neste Gallisa

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2024-10-03
TX	RA	APPROVED_RES	2024-10-03

PR RA
APPROVED

Since 2024-10-03
TX RA
APPROVED_RES

Since 2024-10-03

Branch Locations

Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	San Juan	PR	08/2016	Present
Mml Investors Services, Llc	San Juan	PR	08/2020	Present

08/2016 → Present

Massmutual Life Insurance Company

San Juan, PR
08/2020 → Present

Mml Investors Services, Llc

San Juan, PR

Other Businesses

Name: George Neste Gallisa Inv rel: Y Add: At Residential Address Nature: Life, Disabilities, Long-term care, Fixed annuities Position: Insurance Representative Start date: 9/1/2020 No. HR/MO: 2 No. HR/MO during sec trading: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-09-09
S63	Uniform Securities Agent State Law Examination	2024-03-02

S65 Uniform Investment Adviser Law Examination

2024-09-09
S63 Uniform Securities Agent State Law Examination

2024-03-02

Other Names

George Neste Gallisa

View on SEC IAPD